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TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS

(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: VERICI DX
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer  
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights YES
An acquisition or disposal of financial instruments  
An event changing the breakdown of voting rights  
Other (please specify)iii:  
3. Details of person subject to the notification obligationiv
Name Harwood Capital Management (Gibraltar) Limited (as investment adviser/manager) to 1.Oryx International Growth Fund Limited

 

and

Harwood Capital LLP (as investment adviser/manager) to 2. North Atlantic Smaller Companies Investment Trust PLC and 3 Harwood Capital LLP

 

City and country of registered office (if applicable) 1.     Guernsey

 

2      & 3 London, United Kingdom

4. Full name of shareholder(s) (if different from 3.)v
Name
  1. Oryx International Growth Fund Limited
  2. North Atlantic Smaller Companies Investment Trust PLC
  3. Harwood Capital LLP

 

City and country of registered office (if applicable) As above
5. Date on which the threshold was crossed or reachedvi: 5 November 2020
6. Date on which issuer notified (DD/MM/YYYY): 9 November 2020
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 1. 3.88%

 

2. 11.64%

3.  5.47%

  1. 3.88%

 

2. 11.66%

3.  5.47%

141,747,816
Position of previous notification (if applicable) 1. 3.88%

 

2. 11.64%

3.  5.83%

   1. 3.88%

 

2. 11.66%

3.  5.83%

 

 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

 

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

 

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

 

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

 

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00BM3HZD43

 

1.

2.

3.

 

5,500,000

 

16,500,000

7,758,572

  3.88%

 

11.64%

5.47%

 
         
         
SUBTOTAL 8. A 29,758,572 20.99%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is

 

exercised/converted.

% of voting rights
         
         
         
    SUBTOTAL 8. B 1    
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Physical or cash

 

settlementxii

Number of voting rights % of voting rights
           
           
           
      SUBTOTAL 8.B.2    
 

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Christopher Harwood Bernard Mills 3.88 0 3.88
Harwood Capital Management Ltd      
Harwood Capital LLP      
Oryx International Growth Fund Ltd      
       
Christopher Harwood Bernard Mills 11.64 0 11.64
Harwood Capital Management Ltd      
Harwood Capital LLP      
North Atlantic Smaller Companies Investment      
       
       
Christopher Harwood Bernard Mills 5.47 0 5.47
Harwood Capital Management Ltd      
Harwood Capital LLP      
       
       
 
10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional informationxvi
 
         

 

Place of completion London
Date of completion 9 November 2020

Enquiries:

Sara Barrington, CEO
Julian Baines, Chairman

www.vericidx.com
Via Walbrook PR


N+1 Singer (Nominated Adviser & Broker)
Aubrey Powell / Kailey Aliyar / Tom Salvesen

Tel: 020 7496 3000


Walbrook PR Limited
Paul McManus / Sam Allen

Tel: 020 7933 8780 or vericidx@walbrookpr.com
Mob: 07980 541 893 / 07748 651 727

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