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Tutivia™ Validation Study
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TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN: GB00BM8HZD43

Issuer Name: VERICI DX PLC

UK or Non-UK Issuer: UK

 

2. Reason for Notification

An acquisition or disposal of voting rights

 

3. Details of person subject to the notification obligation

 

Name

Harwood Capital Management (Gibraltar) Limited

City of registered office (if applicable)

Gibraltar

Country of registered office (if applicable)

Gibraltar

 

Name City of registered office Country of registered office
Harwood Capital LLP London United Kingdom

 

4. Details of the shareholder

Name City of registered office Country of registered office
Oryx International Growth Fund Limited St Peter Port Guernsey
North Atlantic Smaller Companies Investment Trust plc London United Kingdom
Harwood Capital LLP London United Kingdom

 

5. Date on which the threshold was crossed or reached

16-Dec-2021

 

6. Date on which Issuer notified

17-Dec-2021

 

7. Total positions of person(s) subject to the notification obligation

. % of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 20.010000 0.000000 20.010000 28368572
Position of previous notification (if applicable)        

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BM8HZD43 5500000   3.880000  
GB00BM8HZD43 16500000   11.640000  
GB00BM8HZD43 6368572   4.490000  
Sub Total 8.A 28368572 20.010000%

 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
         
Sub Total 8.B1      

 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
           
Sub Total 8.B2      

 

9. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Christopher Harwood Bernard Mills Oryx International Growth Fund Limited 3.880000    
Christopher Harwood Bernard Mills North Atlantic Smaller Companies Investment Trust plc 11.640000    
Christopher Harwood Bernard Mills Harwood Capital LLP 4.490000    

 

10. In case of proxy voting

Name of the proxy holder

-

The number and % of voting rights held

-

The date until which the voting rights will be held

-

 

11. Additional Information

-

 

12. Date of Completion

17-Dec-2021

 

13. Place Of Completion

London Stock Exchange

 

 

Enquiries:

Sara Barrington, CEO
Julian Baines, Chairman

www.vericidx.com
Via Walbrook PR

N+1 Singer (Nominated Adviser & Broker)
Aubrey Powell / Kailey Aliyar / Tom Salvesen

Tel: 020 7496 3000

Walbrook PR Limited
Paul McManus / Sam Allen

Tel: 020 7933 8780 or vericidx@walbrookpr.com
Mob: 07980 541 893 / 07748 651 727

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